Securities Law

Mary O'Connor | Farrow-Gillespie & Heath LLP | Dallas, TX

► The SEC’s reach may be longer than you think

Privately-owned businesses and individuals can be surprised to receive a subpoena from the U.S. Securities and Exchange Commission requiring them to produce extensive documents or give testimony. What does the SEC do, and how does it touch on private companies and private individuals? The Role of the SEC in Enforcing Securities Laws By its own […]